Understanding Certifications and Guidelines for
Green Housing and Sustainable Communities
Third-party certification programs verify, rate, and promote the use of sustainable practices in the design and construction of homes and housing, as well as commercial buildings, mixed-use developments, and entire neighborhoods and communities. Certification ratings make it possible to do an apples-to-apples comparison of the level of accomplishment (or “greenness”) among projects that use a particular certification system.

Although green certification programs were developed as voluntary standards, many state and local governments have started to mandate that certain types of building projects meet one of the standards. Some government programs require that projects be officially certified by a third-party certifier, whereas others require only that a project use a certification standard as a design guideline; in such cases, the project team is typically expected to perform a self-assessment or to provide documentation for local program staff to review.

Many local governments’ green building programs have instituted green certification requirements only for municipal and/or commercial building projects, although some programs have also mandated certification requirements for single-family and multifamily residential projects.

Within California, more than 55 local governments have established some type of green building requirement, and several require that housing projects use a green rating system. Many local governments offer incentives for developing green projects, such as expedited plan review and permitting, expedited inspections, and grants or rebates. San Francisco offers priority permit review for all new and renovated buildings that can demonstrate that they will achieve LEED Gold or Platinum-level certification. San Mateo County offers expedited permitting for projects that will achieve a LEED for Homes certification or will earn at least 75 points on the GreenPoint Rated checklist. And in Los Altos Hills, residential projects that will achieve the LEED Silver rating (or higher) qualify for expedited building plan review and residential projects that will achieve LEED Gold certification qualify for guaranteed building inspections within two working days of a request for inspection. Some utility companies, such as Pasadena Water and Power, also encourage green building under one of the certification programs and offer rebates on energy bills or other incentives for qualifying projects.

This article provides an overview of green certification programs and guidelines for housing developments and for neighborhood- or community-scale developments.

Green Building Certifications
The LEED Rating System
LEED (Leadership in Energy and Environmental Design) is an internationally recognized green building certification system that awards points for satisfying criteria related to designing and constructing buildings and developments for improved environmental performance and human health.

LEED was developed by the U.S. Green Building Council (USGBC), a nonprofit membership organization. The independent Green Building Certification Institute reviews documentation from each LEED project to verify compliance, determine the rating level, and grant certification. The rating that a project earns—Certified, Silver, Gold, or Platinum—is determined by how many points a project achieves. LEED has become the de facto national standard for green buildings and the standard that is most often referenced or required by state and local green building programs, as well as federal agencies and educational institutions.

As of December 2009, 202 local governments in 45 states, 34 state governments, and 14 federal agencies or departments had incorporated LEED into some type of policy initiative affecting construction. New single-family homes and multifamily housing with three stories or fewer (and some four-story projects) can use the LEED for Homes rating system. Developments with four or more stories (including high-rise housing) can use the LEED for New Construction rating system (for newly built and major renovation projects), or the LEED for Existing Buildings: Operations & Maintenance rating system, whichever is applicable. For midrise projects with four, five, or six stories, there is now a LEED for Homes Mid-Rise Pilot rating system. Approximately one-third of LEED for Homes (LEED H) projects have been affordable housing projects.

The rating system includes measures applicable to such projects, including credits related to compact development, homes that are smaller than the national average, and sites close to infrastructure and community resources. The cost of obtaining LEED certification has been an obstacle to its widespread use for affordable housing. USGBC has attempted to address this issue by obtaining financial assistance from the Home Depot Foundation to help cover LEED registration, verification, and certification fees for low-income housing projects being developed by nonprofit affordable housing developers. Click here for more information about LEED.

NAHB Green Building Standard
Housing developers observed that LEED was originally formulated for large commercial buildings. In response, the National Association of Home Builders (NAHB) and the International Code Council (ICC) partnered to establish a nationally recognizable standard definition of “green building” for homes. A consensus committee was formed to develop this standard in compliance with the requirements of the American National Standards Institute (ANSI). The resulting ANSI-approved ICC-700-2008 National Green Building Standard defines green building for single and multifamily homes, residential remodeling projects, and site development projects, while allowing for the flexibility required for regionally appropriate best green practices.

To comply with the National Green Building Standard, a builder, remodeler, or developer must incorporate a minimum number of features in the following areas: energy, water, and resource efficiency, lot and site development, indoor environmental quality, and home owner education. The more points accrued, the higher the score. The NAHB and the National Multi-Housing Council have been working to get the standard adopted as part of local building codes. Part of the motivation is to promote definitions and standards that are uniform from city to city. Click here for more information about NAHB certification.

Other Green Certifications

GreenPoint Rated: Build It Green, a nonprofit organization, developed the GreenPoint Rated (GPR) certification system for residential projects in California. Three different GPR systems are available: New Home (for single- family projects), Multifamily New Home, and Existing Home. As with LEED, building owners/developers must hire an approved rater to perform on-site inspections and testing for certification. The primary differences between LEED and GPR are:
  1. LEED is a national program for all building types, whereas GPR is intended to serve residential projects in California.
  2. LEED’s rigorous standards are targeted to the top 25 percent greenest builders/developers/owners—the leaders in the field—whereas GPR is intended to provide a more “accessible point of entry.”
The GPR credit requirements are generally more flexible (e.g., there are fewer mandatory “prerequisite” measures than there are in LEED), and the GPR certification process is usually less expensive. For more information on GPR, including a fee chart, visit www.builditgreen.org/greenpointrated.

• Energy Star Homes: The U.S. Environmental Protection Agency (EPA) developed the Energy Star Homes certification program for new homes. Energy Star Homes are typically 15–30 percent more energy efficient than standard homes. For more information on Energy Star Homes, visit www.energystar.gov/homes.

The EPA also developed an Indoor airPLUS program aimed at improving the indoor air quality of new homes and a WaterSense Homes program for improving the water efficiency of new homes. These standards can be used in conjunction with the Energy Star standard.

• The EarthCraft House certification program was created by the Greater Atlanta Homebuilders Association and Southface, and has been used by projects, including affordable multifamily housing projects, in several states.
• The rigorous Passive House certification for carbon-neutral homes was recently imported from Europe to the United States.
• The international Living Building Challenge program developed deep green standards (going beyond LEED requirements) that can be applied to any type of building, site, or community design project.
• Several local and regional governments (e.g., Seattle, Washington; Boulder, Colorado; Austin,Texas) created their own residential green building certification programs before any national standard was available, and many local certification programs are still active.


Green Housing Guidelines
The certification systems listed above can be used as design guidelines even if official certification is not a goal for the project. Other guidelines and checklists, which don’t have a third-party certification mechanism, can also be useful. Several sets of green guidelines are specific to affordable housing projects:
  • Enterprise Green Communities Criteria from Enterprise Community Partners’ Green Communities program
  • AIA Affordable Green Guidelines (American Institute of Architects)
  • Blueprint for Greening Affordable Housing by Global Green USA (2nd edition, 2007)
  • Green Rehabilitation of Multifamily Rental Properties: A Resource Guide, by Bay Area LISC (Local Initiatives Support Corporation)
  • REGREEN residential remodeling guidelines, developed by ASID and USGBC
  • Green Building Guidelines: Meeting the Demand for Low-Energy, Resource Efficient Homes, Sustainable Buildings Industry Council, 2007

Sustainable Neighborhoods and Communities
Several certification programs rate the environmental (and social) sustainability of multiple-building, mixed-use, and neighborhood or community-wide developments:

• LEED for Neighborhood Development (LEED-ND): LEED-ND is the newest LEED rating system. It was developed through a collaboration between the U.S. Green Building Council, the Congress for the New Urbanism, and the Natural Resources Defense Council. LEED-ND integrates the principles of smart growth, urbanism, and green building into neighborhood design. It aims to benefit communities by reducing urban sprawl, decreasing automobile dependence, and promoting walkability and the proximity of housing to jobs and services. LEED-ND can be applied to developments of all sizes, from a couple of acres to entire neighborhoods or communities. It can be applied to new developments or the redevelopment of existing neighborhoods. Most LEED-ND projects are mixed-use developments. LEED-ND credits are organized into the following categories: Smart Location and Linkage; Neighborhood Pattern and Design; Green Infrastructure and Buildings; Innovation and Design Process; and Regional issues. LEED-ND projects are required to have at least one certified green building within the development. LEED-ND has credits that reward projects that include affordable housing—particularly the Mixed- Income Diverse Communities credit (Neighborhood Pattern and Design credit #4), for which projects can achieve up to 7 points. For additional information on LEED-ND, or to download the rating system, visit www.usgbc.org/leed/nd.

• One Planet Communities: This international program is part of the One Planet Living program developed by BioRegional. One Planet Communities have the ambitious goal of reducing their ecological footprint by at least 80 percent, making them some of the greenest neighborhoods in the world. The One Planet Living program is based on 10 principles within the following categories: zero carbon, zero waste, sustainable transport, local and sustainable materials, local and sustainable food, sustainable water, natural habitats and wildlife, culture and heritage, equity and fair trade, and health and happiness. For more information on One Planet Communities, visit www.oneplanetcommunities.org.

• Living Building Challenge: This program can be applied to individual buildings as well as to neighborhood-scale projects. More information at www.ilbi.org.

Another resource relevant to sustainable community planning is SmartCode. It is an open-source model development code—essentially an urban design and zoning ordinance— that can be used for any scale of planning. It is based on new urbanist, smart growth principles and is intended for use by municipalities and design firms. It is not a certification program. •